Coherence within policies
Introduction
Assessing internal coherence means assessing whether there are any conflicting objectives within one policy and exploring how the objectives are supported by the various measures of that policy. It may also include considering how the policy is aligned with overarching objectives, targets or goals set in higher-level policies, such as the European Green Deal, Oceans Pact, or the Sustainable Development Goals.
This page provides guidance for the assessment of the objectives and measures of individual policies.
Note that the framework was designed for assessing and understanding the interconnections of marine-related policies in the context of the EU Green Deal. However, the general approach and most of the guiding questions can also be applied to other policy contexts and we encourage users to expand and adapt the scope and guiding questions accordingly.
Coherence of objectives
Policies often have often multiple objectives, targets and goals. It is important to understand the interrelationships between different objectives, and how they support overarching ambitions.
To begin the assessment, we recommend exploring the following questions:
1 - What are the objectives of the policy?
- If there are multiple objectives, are they mutually supportive or conflicting with each other?
Examples
- The EU Sustainable Blue Economy Strategy promotes both biodiversity related objectives and economic objectives, which may potentially conflict with each other.
- The Dutch Programme North Sea 2022-2027, incorporates both the national Marine Spatial Planning efforts of designating areas for offshore wind energy generation and other economic activities, as well as the programme of measures for achieving a Good Environmental Status under the Marine Strategy Framework Directive. Although the overarching objective is to promote the sustainable use of the sea towards maintaining a healthy Dutch North Sea, there are possibilities for conflict between the economic and environmental objectives within the same policy instrument.
2 - To what extent are the objectives aligned with overarching ambitions?
- Are the overarching ambitions mainstreamed into the policy? Do the objectives of the policy support or conflict with the overarching ambitions?
Example
The European Green Deal ‘Farm to Fork’ Strategy aims to reduce the use of fertilizers and pesticides by 50% by 2030 while the Common Agricultural Policy supports agricultural productivity, which under conventional practices often relies on the use of fertilizers and pesticides. The Common Agricultural Policy might therefore not directly support the ambitions of the ‘Farm to Fork’ Strategy.
Do you want to go more in depth? Consider exploring the following questions:
1 - If the policy has multiple objectives, are these sufficiently aligned?
- Are the policy objectives aligned substantively, i.e. in terms of subject matter?
- Are the policy objectives aligned geographically, i.e. in terms of spatial application?
- Are the policy objectives aligned ‘temporally’, i.e. in terms of timeframes for their achievement?
Examples
- The objectives of the Industrial Emission Directive are closely aligned with those of the European Green Deal, particularly in the areas of pollution prevention and control, creating notable synergies between the directive and the Green Deal.
- The EU Climate Law and the Green Deal share the same aim to reduce net greenhouse gas emissions by at least 55% by 2030, compared to 1990 levels.
- The Nature Restoration Regulation was created with the overarching Green Deal in mind, which means that the deadlines for different obligations have been aligned with the objectives of the Green Deal.
2 - Do all the objectives within the policy have the same legal status and power to put into effect action?
- Are there differences in how legally binding different objectives are? Does the difference in legal status entail different levels of enforcement?
- Do the various objectives entail the same requirements for authorities to take action? Compare, for example, whether the authorities are expected to accomplish the objectives (=obligation of results), or are only obliged to make sufficient efforts to work towards them (=obligations of best effort)?
Example
The Common Agricultural Policy (CAP) contains both binding requirements and softer, voluntary objectives meaning that not all CAP objectives hold the same regulatory weight, potentially affecting coherent implementation.
3 - Does the policy allow for exemptions from certain objectives? How does the use of exemptions affect the level of coherence within the policy?
Examples
- An environmental policy that aims to reduce carbon emissions by 40% by 2030 but exempts agriculture and aviation sectors. These exemptions create incoherence by undermining the policy's primary goal, leading to contradictory objectives, uneven implementation, reduced effectiveness, and potential public distrust.
- The Common Fisheries Policy aims to ensure the sustainable exploitation of marine biological resources, amongst others through setting limits on the amount of fish that can be caught to prevent overfishing. As an exemption, certain levels of bycatch (unintended catch of non-target species) are allowed to be discarded without penalty. The exemptions for bycatch can lead to significant mortality of non-target species, undermining the sustainability objectives of the Common Fisheries Policy.
- There are multiple objectives within the Nature Restoration Regulation, amongst which climate change mitigation and biodiversity restoration. The first objective is supported by multiple exemptions for renewable energy projects from biodiversity restoration requirements and by prioritizing these projects as of overriding public interest. The objective to restore biodiversity is not supported by similar legal exemptions and requirements, creating the risk of incoherent implementation of the Nature Restoration Regulation.
4 - Are the policy objectives cross-referencing to overarching policy ambitions?
Examples
- The Nature Restoration Regulation cross-references several overarching objectives of the Green Deal, such as those related to climate adaptation and biodiversity restoration, ensuring alignment with broader EU environmental goals.
- In France, all the River Basin Management Plans now have an overarching objective of ‘climate change mitigation’ to ensure alignment with EU carbon neutrality objective.
Coherence of measures towards the objectives
Policies often have multiple measures to ensure the achievement of their objectives. It is important to understand the interrelationships between measures and objectives within the policy.
To begin the assessment of measures, we recommend the following questions:
1 - What are the measures of the policy?
- If the policy has multiple objectives, it is important to explore which measures support which (subset of) objectives.
2 - Do the measures also contribute to overarching ambitions, such as those of the Green Deal, the Sustainable Development Goals, or the Oceans Pact?
Do you want to go more in depth? Consider exploring the following:
A policy with multiple objectives may seem internally coherent when only the objectives are considered. An assessment of measures may however reveal that there are ‘strong’ measures to support some objectives, and ‘weak’ measures to support others. To better understand the relationship between measures and objectives, a more in-dept assessment may be needed. We recommend exploring the following questions:
1 - Do all the measures collectively contribute to achieving all policy objectives or are some measures only relevant for achieving specific subsets of objectives?
- If the measures support different objectives, consider whether certain measures are more easily realizable than others, for instance through available resources and budgets.
- How do the measures differ in terms of legal status and enforcement? Note that EU-level regulations are directly applicable in member states, while directives must be transposed into national legislation first.
- How does this variation affect the policy’s direction? Do certain objectives become more significant because there are more measures supporting them than others?
Examples
- The Common Agricultural Policy has funds that provide financial aid with minimal requirements for environmental consideration, increasing the risk of pollution from agricultural practices. It also has funds for farmers who voluntarily commit to follow agricultural practices beneficial for the climate and the environment, potentially decreasing agricultural pollution, and improving the environment.
- The Dutch Programme North Sea 2022-2027 contains multiple objectives, which are not all similarly supported by clear measures. To illustrate, the programme of measures necessary for the achievement of Good Environmental Status under the Marine Strategy Framework Directive is not coordinated with the process for the designation of offshore wind areas nor with the planning processes of other economic activities under the programme. So, it is not clear how these various measures are (if at all) taken into account in allocating space for different uses or in combining them, and how this affects the achievement of the programme objectives.
- The Maritime Spatial Plan for the Finnish Archipelago Sea aims to support achieving the good environmental status objective of the Marine Strategy in the Archipelago Sea. However, the Marine Strategy objective is not legally binding in the spatial planning process. As a result, maritime spatial plans might allocate areas to projects, like for example new aquaculture installations, that can have a negative impact on the marine environment in the Archipelago Sea.
- The EU Common Fisheries Policy aims at ensuring the long-term environmental sustainability of fishing and aquaculture activities. However, the Maximum Sustainable Yield objective has been postponed several times between 2020-2025. Measures are not always strong enough. For example, in France, at least until 2022, ⅘ of the European Maritime, Fisheries and Aquaculture Fund spendings have supported economic fishing activities and not the environmental transformation of the sector.
- The establishment of a climate fund under the Dutch North Sea Agreement aimed to balance the green energy transition at sea with the interests of other users that are directly affected by it. However, it seems that it will mostly be beneficial for fisheries, as fishers will be the ones receiving subsidies and compensation from this fund to cover for the fact that they may be excluded for fishing in particular areas.
2 - Does the policy include mechanisms to minimize negative trade-offs that can result from internally conflicting objectives or incoherence between measures?
Examples
- The Common Agriculture Policy includes objectives concerning environmental protection. However, other objectives within the same policy can result in degradation of the environment through increased production and promoting rural development. There are no clear links between the different objectives or measures. In the absence of mechanisms to minimize trade-offs, this has led to contradictory measures being enacted under the CAP.
- The possibility to financially compensate, if no other forms of compensation are feasible, for the negative impacts of renewable energy projects that are deemed necessary for the overriding public interest, is a mechanism to resolve trade-offs between biodiversity protection and offshore renewable wind development. This provision in the Renewable Energy Directive III applies to Renewables Acceleration Areas but has received criticism for its unclarity.
- The Marine Strategy Framework Directive provides a coordinating mechanism, bringing together the measures developed sectorally under other policies into one implementation document (i.e. Programme of Measures).
- In the context of the Common Fisheries Policy, the European Maritime, Fisheries and Aquaculture Fund is a mechanism that can be allocated to a wide range of measures, from developing the industry to changing to more fuel-efficient boats. As such, it can be used to minimize negative trade-offs. It can also have the opposite effect through, if the fund is applied to other measures that are deemed important for other reasons that enhancing coherence.
The above guidance may help assessing whether there are any conflicting objectives within one policy and exploring how the objectives are supported by the various measures of that policy.
After the internal coherence assessment has been completed, it is recommended to continue with the external coherence assessment. This assessment examines the interactions within a group of policies, assessing whether they are in conflict or create synergies, and identifying where trade-offs may arise.
Further reading
For an overview of the references and sources used for the development of this handbook, see References and sources.
For more examples on identified policy (in)coherence challenges, see the Marine Policy Coherence Roadmaps developed within the CrossGov project: Roadmaps - Crossgov Project.